Form: 3

Initial statement of beneficial ownership of securities

February 12, 2020

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Hanson John Edward

(Last) (First) (Middle)
1340 TREAT BOULEVARD
SUITE 600

(Street)
WALNUT CREEK CA 94597-7578

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/11/2020
3. Issuer Name and Ticker or Trading Symbol
CENTRAL GARDEN & PET CO [ CENT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 42,838(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (2) 02/12/2025 Class A Common Stock 7,174 27.88 D
Stock Option (Right to Buy) (3) 08/04/2025 Class A Common Stock 28,090 21.37 D
Stock Option (Right to Buy) (4) 02/10/2026 Class A Common Stock 21,053 28.5 D
Explanation of Responses:
1. Includes 21,060 restricted shares of Class A Common Stock granted on August 4, 2019, which shares will vest annually in one-third increments and be exercisable beginning on August 4, 2022; and 21,060 restricted shares of Class A Common Stock granted on October 1, 2019, which shares will vest annually in one-third increments and be exercisable beginning on October 1, 2022.
2. Options were granted on February 12, 2019, of which 2,391 have vested and are exercisable, and the remaining 4,783 shares will vest and be exercisable as follows: 2,391 shares on August 12, 2020; and 2,392 shares on August 12, 2021.
3. Options were granted on August 4, 2019 and will vest and be exercisable as follows: 7,022 on August 4, 2020; 7,023 on August 4, 2021; 7,022 on August 4, 2022; and 7,023 on August 4, 2023.
4. Options were granted on February 10, 2020 and shall vest and be exercisable in four annual increments of 25% beginning on February 10, 2021.
Remarks:
/s/John S Hanson 02/12/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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