3: Initial statement of beneficial ownership of securities
Published on November 8, 2007
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/30/2007 |
3. Issuer Name and Ticker or Trading Symbol
CENTRAL GARDEN & PET CO [ CENT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 10,000 | D | |
Class A Common Stock | 20,000 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (1) | 02/11/2011 | Common Stock | 15,000 | 7.28 | D | |
Stock Option (right to buy) | (2) | 06/01/2008 | Common Stock | 5,500 | 12.97 | D | |
Stock Option (right to buy) | (3) | 12/14/2013 | Common Stock | 7,000 | 15.22 | D | |
Stock Option (right to buy) | (4) | 02/11/2011 | Class A Common Stock | 30,000 | 7.23 | D | |
Stock Option (right to buy) | (5) | 06/01/2008 | Class A Common Stock | 11,000 | 12.89 | D | |
Stock Option (right to buy) | (6) | 12/14/2013 | Class A Common Stock | 14,000 | 15.11 | D | |
Stock Option (right to buy) | (7) | 05/23/2015 | Class A Common Stock | 30,000 | 13.83 | D |
Explanation of Responses: |
1. On February 10, 2003, the reporting person was granted an option to purchase 15,000 shares of Common Stock of the Company. The option is exercisable in four annual installments. The first installment (3,000 shares of Common Stock of the Company) is exercisable as of the date of the reporting, the second installment (3,000 shares of Common Stock of the Company) becomes exercisable on February 10, 2008, the third installment (3,000 shares of Common Stock of the Company) becomes exercisable on February 10, 2009 and the fourth and last installment (6,000 shares of Common Stock of the Company) becomes exercisable on February 10, 2010. |
2. On December 1, 2004, the reporting person was granted an option to purchase 5,500 shares of Common Stock of the Company. The option is exercisable as of the date of the reporting. |
3. On December 14, 2005, the reporting person was granted an option to purchase 7,000 shares of Common Stock of the Company. The option is exercisable in five equal annual installments. The first installment becomes exercisable on December 14, 2008, the second installment becomes exercisable on December 14, 2009, the third installment becomes exercisable on December 14, 2010, the fourth installment becomes exercisable on December 14, 2011 and the fifth and last installment becomes exercisable on December 14, 2012. |
4. The option is exercisable in four annual installments. The first installment (6,000 shares of Class A Common Stock of the Company) is exercisable as of the date of the reporting, the second installment (6,000 shares of Class A Common Stock of the Company) becomes exercisable on February 10, 2008, the third installment (6,000 shares of Class A Common Stock of the Company) becomes exercisable on February 10, 2009 and the fourth and last installment (12,000 shares of Class A Common Stock of the Company) becomes exercisable on February 10, 2010. |
5. The option is exercisable as of the date of the reporting. |
6. The option is exercisable in five equal annual installments. The first installment becomes exercisable on December 14, 2008, the second installment becomes exercisable on December 14, 2009, the third installment becomes exercisable on December 14, 2010, the fourth installment becomes exercisable on December 14, 2011 and the fifth and last installment becomes exercisable on December 14, 2012. |
7. On May 23, 2007, the reporting person was granted an option to purchase 30,000 shares of Class A Common Stock of the Company. The option is exercisable in five equal annual installments. The first installment becomes exercisable on May 23, 2010, the second installment becomes exercisable on May 23, 2011, the third installment becomes exercisable on May 23, 2012, the fourth installment becomes exercisable on May 23, 2013 and the fifth and last installment becomes exercisable on May 23, 2014. |
/s/ Michael A. Reed | 11/08/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |